Complaints Policy and Complaints Management Procedures
About Us
Hilbert Investment Solutions Limited ("Hilbert") is authorised and regulated by the Financial Conduct Authority (“FCA”). Our Financial Services Register number is 698380, and our company number is 08956837.We are committed to providing a high-quality professional service to all our clients and maintaining a reputation for trust and responsibility.
What is a Complaint?
A complaint is when a client expresses dissatisfaction (either in writing or verbally) about our services. A complaint may involve:
Financial loss
Significant distress
Significant inconvenience
How to Make a Complaint
If you are unhappy with our service, you can submit a complaint through the following methods:
We encourage feedback and will work to resolve issues quickly.
Our Complaint Process
Any Hilbert staff member can receive a complaint and will try to resolve it immediately with help from the Compliance department.To help us address your issue quickly, please include:
Your full name
Your account number
The date the issue occurred
A clear description of the issue
Our Compliance department operates independently and will review your case fairly. If needed, they may contact you for more details. They will assess whether we acted correctly and determine if compensation is due.
Complaint Investigation Process
We will acknowledge your complaint within five (5) business days.
If we resolve it within three (3) business days, we will send you a summary of how we resolved it.
If it takes longer, we will keep you updated and may request more details.
We aim to resolve complaints as quickly as possible, but it may take up to eight (8) weeks.
Final response
If we have not resolved your complaint within eight (8) weeks, we will:
Provide a final response explaining our decision (including any compensation or corrective action).
Inform you of your right to refer the complaint to the Financial Ombudsman Service (“FOS”) if you are not satisfied.
If we need more time, we will:
Explain why we need more time and when we expect to respond.
Inform you that you can escalate the complaint to the FOS.
Provide FOS contact details and an explanatory leaflet.
What If You Are Still Unhappy?
If you are not satisfied with our response, you can contact the Financial Ombudsman Service (FOS) within six (6) months: